5 Financial News Stories You May Have Missed — With a Lot of Private Information
This week: Bank of America, Wells Fargo, Citibank, JP MorganChase, Ally Bank, Wegelin & Co., Fidelity Investments, Sarbanes-Oxley, Dodd-Frank, Facebook, SEC
View ArticleJOBS Act Analysis: What the Law Means for Small Businesses, Financial...
With the signing of the JOBS Act 2012 (Jumpstart Our Business Startups), the ability for smaller companies to raise money—and financial institutions to get in trouble—just got easier. Small-Business...
View ArticleJOBS Act Analysis: Reduced Disclosure Requirements for IPOs (2nd in a Series)
The JOBS Act (formally, the “Jumpstart Our Business Startups Act“) was designed to facilitate raising capital by reducing regulatory burdens. Specifically, the Act creates a separate class of issuers...
View ArticleJOBS Act Analysis: Underwriter Analyst Coverage Now Allowed (3rd in a Series)
In part three of our JOBS Act analysis series, we discuss its amendments to the Securities and Exchange Acts, which allow companies' underwriters to issue research and recommendation on the qualifying...
View ArticleFacebook IPO and Loss Causation
When a giant stumbles everyone takes notice, when they happen to be in the field of social media, people tweet, flickr, blog and otherwise talk. When investors lose money in the U.S., they also sue....
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Hontex Ruling Raises D&O Questions
A recent ruling by Hong Kong regulators against Hontex, a high-tech fibre manufacturer, raises some interesting questions around the extent of D&O insurance. The update related to an order made by...
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